Form D · Other Investment Fund

Virtua High Growth Fund IV, LLC

Phoenix, AZ · CIK 0001725254

Offering snapshot reported Jul 17, 2018 · SEC filing

Reported sold
$4.19M
Offering amount: $10M
Investors reported
65
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Nov 28, 2017
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.09M$4.19MDec 14, 2017: $650,000.00Dec 14, 2017Jul 17, 2018: $4,185,000.00Jul 17, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$650,000 → $4,185,000
  • Reported investors7 → 65

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 17, 2018Amendment$4,185,000$3,535,000vs Dec 14, 201765SEC filing
May 2, 2018Initial$160,000No comparison1SEC filing
Dec 14, 2017Initial$650,000No comparison7SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$28.3K
Finders' fees
$0
Form D file number
021-300735
$[25,000] of the above amount was paid to Boustead Securities Corporation whose engagement was terminated on June 11, 2018.

Source: Form D, filed Jul 17, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VIRTUA HIGH GROWTH FUND IV, LLC

Investment adviser: VIRTUA CAPITAL MANAGEMENT, LLC

Gross asset value
$4.14M
Beneficial owners
54
ADV minimum commitment
$50K

Reported in Form ADV on Mar 4, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PKF CALIFORNIA SAN DIEGO, California, United States
Custodian WELLS FARGO SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 1270909 · Mar 4, 2019 · Schedule D 7.B.(1), fund 805-3067607317

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lloy W Kendall, Jr. Executive, Promoter
Kendall Lloyd, Jr. Executive, Promoter
Quynh Palomino Executive, Promoter
Derek W. Uldricks Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
7600 N. 15 Th St., Suite 150 19
Phoenix, AZ, 85020