Form D · Other Health Care

VIOPTIX INC

Fremont, CA · CIK 0001106646

Offering snapshot reported Feb 14, 2011 · SEC filing

Reported sold
$2.83M
Offering amount: $3.26M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 6, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.41M$2.83MOct 22, 2009: $894,762.00Oct 22, 2009Jan 21, 2010: $1,785,610.00Jan 21, 2010Jun 21, 2010: $2,680,676.00Jun 21, 2010Feb 14, 2011: $2,826,676.00Feb 14, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,680,676 → $2,826,676

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2011Amendment$2,826,676$146,000vs Jun 21, 20102SEC filing
Jun 21, 2010Amendment$2,680,676$895,066vs Jan 21, 20102SEC filing
Jan 21, 2010Amendment$1,785,610$890,848vs Oct 22, 20092SEC filing
Oct 22, 2009Initial$894,762No comparison2SEC filing
Oct 16, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Jan 10, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Sep 24, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Debt, Other
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-53289
Offering of convertible promissory notes (the "Notes"), the underlying shares of equity securities issuable upon conversion of Notes and the underlying shares of common stock issuable upon conversion of equity securities.

Source: Form D, filed Feb 14, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scott E. Coleridge Director, Executive
Victor Colunga Executive
Michael Cross Director
George A. Gardiner Executive
Jennifer Hamilton Director
Alex Keller, M.D. Executive
Bob Lash, M.D. Executive
L. John Lloyd Director, Executive
Mark Lonsinger Executive
Jian Min Mao, Ph.D. Executive
W. Gregory Shearer Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
47224 Mission Falls Court
Fremont, CA, 94539