Form D · Other Banking and Financial Services
Vining Sparks Capital SBA I/O Pass Through Certificates Series 2009-2 Trust
East New York, NY · CIK 0001466534
Offering snapshot reported Jun 17, 2009 · SEC filing
- Reported sold
- $2.91M Offering amount: $2.91M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- May 27, 2009 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 17, 2009 | Initial | $2,911,101 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $52.5K
- Finders' fees
- $0
- Form D file number
- 021-132063
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Thomas Munhollen | 2782505 | Vining Sparks IBG, LP · CRD 27502 |
Source: Form D, filed Jun 17, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Martin F Shea | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
101 Barclay Street Attn: Dealing And Trading Floor 8
East New York, NY, 10286
East New York, NY, 10286