Form D · Other Banking and Financial Services

Vining-Sparks & Associates, L.P.

Memphis, TN · CIK 0001479100

Offering snapshot reported May 16, 2018 · SEC filing

Reported sold
$1.42M
Offering amount: $2M
Investors reported
1
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 16, 2018
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 16, 2018Initial$1,424,892No comparison1SEC filing
Dec 20, 2012InitialYet to sellNo comparison0SEC filing
Mar 22, 2012InitialYet to sellNo comparison0SEC filing
Dec 22, 2009Initial$10,938,544No comparison39SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-312588

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NANone

Source: Form D, filed May 16, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Harold Gladney Executive
Larry Levingston Executive
Mark Medford Director, Executive
Allen Riggs Executive
Fran Scot Executive
Fran Scott Executive
Martin Shea Executive
Randy Wade Executive

Issuer details

Industry: Other Banking and Financial Services (See others in industry)

Address:
775 Ridge Lake Boulevard
Memphis, TN, 38120-9462