Form D · Commercial

Viking Partners Fund IV, LLC

Cincinnati, OH · CIK 0001767726

Offering snapshot reported Feb 14, 2019 · SEC filing

Reported sold
$34.5M
Offering amount: $34.5M
Investors reported
90
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jan 30, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$17.3M$34.5MFeb 13, 2019: $34,530,000.00Feb 13, 2019Feb 14, 2019: $34,530,000.00Feb 14, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 14, 2019Amendment$34,530,000$0vs Feb 13, 201990SEC filing
Feb 13, 2019Initial$34,530,000No comparison90SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$43K
Finders' fees
$0
Form D file number
021-332746

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
VariousNoneRoss, Sinclaire & Associates, LLC · CRD 25440

Source: Form D, filed Feb 14, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VIKING PARTNERS FUND IV, LLC

Investment adviser: VIKING PARTNERS ADVISORS, LLC

Gross asset value
$50.2M
Beneficial owners
91
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP CINCINNATI, Ohio, United States
Custodian HUNTINGTON NATIONAL BANK COLUMBUS, Ohio, United States Related to adviser: No
Custodian UNION SAVINGS BANK CINCINNATI, Ohio, United States Related to adviser: No
Custodian VALLEY NATIONAL BANK WAYNE, New Jersey, United States Related to adviser: No
Custodian WESBANCO SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DELOITTE & TOUCHE LLP
PCAOB 34

Filing source

Form ADV 2084866 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-7087938622

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Bret A. Caller Executive, Promoter
Steven P. Caller Executive, Promoter

Issuer details

Industry: Commercial (See others in industry)

Address:
4901 Hunt Road Suite 102
Cincinnati, OH, 45242