Form D · Venture Capital Fund

VII Peaks Venture Capital III, LLC

San Francisco, CA · CIK 0001539175

Offering snapshot reported Jan 22, 2013 · SEC filing

Reported sold: $143K
Investors reported: 4
Minimum accepted: $0
First sale: Aug 10, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 22, 2013	Amendment	$142,500	$0vs Jan 18, 2012	4	SEC filing
Jun 27, 2012	Amendment	$142,500	$0vs Jan 18, 2012	4	SEC filing
Jun 27, 2012	Amendment	$142,500	$0vs Jun 27, 2012	4	SEC filing
Jan 18, 2012	Initial	$142,500	No comparison	4	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-172024

Source: Form D, filed Jan 22, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VII PEAKS VENTURE CAPITAL III LLC

Investment adviser: VII PEAKS CAPITAL LLC

Gross asset value: $155K
Beneficial owners: 4
ADV minimum commitment: $25K

Reported in Form ADV on Jun 30, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ROTHSTEIN KASS SAN FRANCISCO, California, United States

Custodian MILLENNIUM TRUST COMPANY OAK BROOK, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Filing source

Form ADV 832335 · Jun 30, 2014 · Schedule D 7.B.(1), fund 805-9253594267

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
VII Peaks Venture Capital I, LLC	Jan 22, 2013	$11,255,800	99
VII Peaks Venture Capital II, LLC	Jan 22, 2013	$1,587,800	28
VII Peaks Venture Capital III, LLC (this fund)	Jan 22, 2013	$142,500	4
VII Peaks Venture Capital IV, LLC	Jan 22, 2013	$203,929	5
VII Peaks Venture Capital V, LLC	Jun 27, 2014	$581,500	7
VII Peaks Venture Capital VI, LLC	Jun 30, 2014	$825,000	5

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gurpreet S. Chandhoke	Director, Executive
Joseph M. Doncheski	Director, Executive
Stephen F. Shea	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

100 Pine Street, Suite 500
San Francisco, CA, 94111