Form D · Other Investment Fund
VII Peaks-KBR Co-Optivist B Fund III, LLC
Redwood City, CA · CIK 0001545341
Offering snapshot reported Jun 28, 2012 · SEC filing
- Reported sold
- Yet to sell Offering amount: $15M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 28, 2012 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jun 6, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $750K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-179354
Offering amount of $10,000,000 that may be increased to maximum amount of $15,000,000 at discretion of Company's Manager
if maximum offering amount of $15,000,000 then estimated Selling Commissions of $750,000 (5% of offering amount) and $450,000 in Managing Broker Dealer Fees (3% of offering amount).
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| KBR Capital Markets, LLC | 128800 |
Source: Form D, filed Jun 28, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gurpreet S Chandhoke | Director, Executive |
| Joseph Doncheski | Director, Executive |
| Quinlan D Fang | Director, Executive |
| Vinay Kumar | Director, Executive |
| Bhavin Shah | Director, Executive |
| Stephen J Shea | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
255 Shoreline Drive Suite 428
Redwood City, CA, 94065
Redwood City, CA, 94065