Form D · Hedge Fund

Vigilant Market Neutral Fund II, LLC

Centerville, UT · CIK 0001518918

Offering snapshot reported Nov 16, 2012 · SEC filing

Reported sold
$4.3M
Offering amount: $150M
Investors reported
2
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.15M$4.3MApr 28, 2011: $3,700,000.00Apr 28, 2011Nov 16, 2012: $4,300,000.00Nov 16, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$3,700,000 → $4,300,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 16, 2012Amendment$4,300,000$600,000vs Apr 28, 20112SEC filing
Apr 28, 2011Initial$3,700,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159036

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Arete Wealth Management, LLC44856

Source: Form D, filed Nov 16, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VIGILANT MARKET NEUTRAL FUND II, LLC

Investment adviser: VIGILANT INVESTMENT ADVISORS, LLC

Gross asset value
$4.2M
Beneficial owners
11
ADV minimum commitment
$250K

Reported in Form ADV on Apr 10, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STRATA FUND SERVICES, LLC SALT LAKE CITY, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian WELLS FARGO BANK CENTERVILLE, Utah, United States Related to adviser: No
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 909032 · Apr 10, 2015 · Schedule D 7.B.(1), fund 805-6439540493

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
R. Matthew Tullis Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
500 North Marketplace Drive Suite 101
Centerville, UT, 84014