Form D · Other
Victory Capital Holdings, Inc.
Brooklyn, OH · CIK 0001570827
Offering snapshot reported Mar 10, 2017 · SEC filing
- Reported sold
- $126M Indefinite offering
- Investors reported
- 158 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 19, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$79,239,623 → $126,055,023
- Reported investors106 → 158
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 10, 2017 | Amendment | $126,055,023 | $46,815,400vs Mar 2, 2016 | 158 | SEC filing |
| Aug 12, 2016 | Initial | $93,355,130 | No comparison | 122 | SEC filing |
| Mar 2, 2016 | Amendment | $79,239,623 | $1,605,863vs Mar 2, 2015 | 106 | SEC filing |
| May 13, 2015 | Initial | $1,100,000 | No comparison | 2 | SEC filing |
| May 13, 2015 | Initial | $225,000 | No comparison | 1 | SEC filing |
| Mar 2, 2015 | Amendment | $77,633,760 | $54,086,646vs Aug 1, 2013 | 100 | SEC filing |
| Nov 17, 2014 | Initial | $164,897,972 | No comparison | 57 | SEC filing |
| Aug 1, 2013 | Amendment | $23,547,114 | $17,570,028vs Jul 19, 2013 | 68 | SEC filing |
| Jul 19, 2013 | Amendment | $5,977,086 | $2,067vs Mar 6, 2013 | 36 | SEC filing |
| Mar 6, 2013 | Initial | $5,975,019 | No comparison | 34 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-192805
Total amount sold includes options granted times the exercise price.
Interests in incentive compensation plans and arrangements.
Source: Form D, filed Mar 10, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Milton Berlinski | Director |
| Alex Binderow | Director |
| Caroline Bliss | Director |
| David C. Brown | Director, Executive |
| Kelly Cliff | Director, Executive |
| Lawrence Davanzo | Director |
| Richard Demartini | Director |
| Gregory J. Ewald | Executive |
| Nina Gupta | Executive |
| James Hawkes | Director |
| Karin Hirtler Garvey | Director |
| Robert Hurst | Director |
| Guy Minetti | Director |
| Christopher A. Ohmacht | Director, Executive |
| Evelyn Pellicone | Executive |
| Michael D. Policarpo | Executive |
| Alan Rappaport | Director |
Issuer details
Industry: Other (See others in industry)
Address:
4900 Tiedeman
Brooklyn, OH, 44144
Brooklyn, OH, 44144