Form D · Other Health Care

Vesta Medical LLC d/b/a Vestara

Irvine, CA · CIK 0001369354

Offering snapshot reported Feb 1, 2011 · SEC filing

Reported sold
$6.23M
Offering amount: $10M
Investors reported
139
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
May 15, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.11M$6.23MAug 14, 2009: $890,342.00Aug 14, 2009Jan 6, 2010: $2,112,960.00Jan 6, 2010Mar 18, 2010: $2,930,960.00May 5, 2010: $3,355,960.00May 5, 2010Jun 15, 2010: $4,040,825.00Feb 1, 2011: $6,225,932.00Feb 1, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,040,825 → $6,225,932
  • Reported investors98 → 139

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 1, 2011Amendment$6,225,932$2,185,107vs Jun 15, 2010139SEC filing
Jun 15, 2010Amendment$4,040,825$684,865vs May 5, 201098SEC filing
May 5, 2010Amendment$3,355,960$425,000vs Mar 18, 201081SEC filing
Mar 18, 2010Amendment$2,930,960$818,000vs Jan 6, 201072SEC filing
Jan 6, 2010Amendment$2,112,960$1,222,618vs Aug 14, 200954SEC filing
Aug 14, 2009Initial$890,342No comparison13SEC filing
Sep 24, 2007PaperNot reportedNo comparisonNot reportedSEC filing
May 11, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Jul 3, 2006PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt, Option to acquire, Security to be acquired
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$850K (estimated)
Finders' fees
$0
Form D file number
021-91928
Total offering size does not include up to $15,400,000 in proceeds from future exercises of warratns issued in this Offering and covered by this Form D
Sales commissions are calculated as follows: (i) 6.5% placement fee on the principal amount of notes sold; and (ii) 2% managing dealer fee on gross Offering proceeds.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054Waveland Capital Partner LLC · CRD 40054
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254
Kalos Capital Inc.44337Kalos Capital Inc. · CRD 44337
VSR Financial Services Inc.14503VSR Financial Services Inc. · CRD 14503
MCL Financial Group, Inc.41180MCL Financial Group, Inc. · CRD 41180

Source: Form D, filed Feb 1, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Arthur Bertolero Director
Alan Davidner Director
Michael J Greer Director
Scott R Mallett Executive
Michael J Martin Director
William E Maya Executive
Robert Morris Director
John K Stroh Director

Issuer details

Industry: Other Health Care (See others in industry)

Address:
1555 A Mc Gaw Avenue
Irvine, CA, 92614