Form D · Other Health Care
Vertiflex, Inc.
Carlsbad, CA · CIK 0001385978
Offering snapshot reported Mar 27, 2018 · SEC filing
- Reported sold
- $45.3M Offering amount: $45.3M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 6, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$25,277,191 → $45,326,781
- Reported investors8 → 9
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 27, 2018 | Amendment | $45,326,781 | $20,049,590vs Mar 10, 2017 | 9 | SEC filing |
| Mar 10, 2017 | Initial | $25,277,191 | No comparison | 8 | SEC filing |
| Oct 11, 2016 | Initial | $15,148,999 | No comparison | 6 | SEC filing |
| Jan 13, 2016 | Initial | $26,825,680 | No comparison | 8 | SEC filing |
| Jul 16, 2015 | Initial | $4,798,160 | No comparison | 7 | SEC filing |
| Oct 1, 2014 | Initial | $6,000,000 | No comparison | 7 | SEC filing |
| Aug 21, 2013 | Initial | $4,000,000 | No comparison | 7 | SEC filing |
| Jan 17, 2012 | Initial | $8,000,000 | No comparison | 8 | SEC filing |
| Feb 7, 2011 | Amendment | $14,000,000 | $0vs Feb 4, 2011 | 8 | SEC filing |
| Feb 4, 2011 | Amendment | $14,000,000 | $5,600,000vs Dec 28, 2010 | 8 | SEC filing |
| Dec 28, 2010 | Initial | $8,400,000 | No comparison | 5 | SEC filing |
| Jul 13, 2010 | Initial | $2,000,000 | No comparison | 5 | SEC filing |
| Jul 31, 2009 | Initial | $8,000,000 | No comparison | 5 | SEC filing |
| Jun 19, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Dec 26, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-282324
$30,049,589.76 new money; $15,277,191.77 conversion of debt
Source: Form D, filed Mar 27, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mordechay Altarac | Executive |
| Ray Baker | Director |
| Robin Bellas | Director |
| Jack Carlson | Executive |
| Earl R. Fender | Director, Executive |
| Sami Hamade | Director |
| Keegan Harper | Director |
| Michael Hughes | Executive |
| William Joseph | Executive |
| Peter Justin Klein | Director |
| Paul Klingenstein | Director |
| Scott C. Lynch | Executive |
| Anthony G. Mauriello | Executive |
| J. Casey Mc Glynn | Executive |
| Guy P. Nohra | Director |
| R. Stephen Reitzler | Executive |
| Robert S. Reitzler | Executive |
| Alexander Schmitz | Director |
| Jeffrey A. Swiecke | Executive |
| Jeff Swiecki | Executive |
| Jeffrey A. Swiecki | Executive |
| James Thomas | Director |
| Kathy Tune | Director |
| Sigrid Van Bladel | Director |
| Michael Wasserman | Director |
| Martin J. Waters | Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
2714 Loker Avenue West Suite 100
Carlsbad, CA, 92010
Carlsbad, CA, 92010