Form D · Other Technology
VERTICAL HEALTH SOLUTIONS INC
Minneapolis, MN · CIK 0001163332
Offering snapshot reported Nov 19, 2012 · SEC filing
- Reported sold
- $959K Offering amount: $5M
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jun 7, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$525,000 → $958,800
- Reported investors13 → 21
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 19, 2012 | Amendment | $958,800 | $433,800vs Sep 1, 2011 | 21 | SEC filing |
| Nov 19, 2012 | Initial | $890,000 | No comparison | 29 | SEC filing |
| Sep 1, 2011 | Initial | $525,000 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $500K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-165252
The stated sales commission is based on the total offering amount. The placement agent will also receive a non-accountable expense allowance of 3% of the aggregate amount and a warrant to purchase shares of common stock.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Emergent Financial Group, Inc. | 37891 |
Source: Form D, filed Nov 19, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William T. Cavanaugh | Director, Executive |
| Gus Chafoulias | Director |
| George Danko | Director |
| Christopher Hafey | Executive |
| Richard Lindstrom | Director |
| James Marolt | Executive |
| Mark Steege | Executive |
| Tom Tomlinson | Director |
| Blake Whitney | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
7760 France Ave South 11 Th Floor
Minneapolis, MN, 55435
Minneapolis, MN, 55435