Form D · Oil and Gas
Vertex Energy Inc.
Houston, TX · CIK 0000890447
Offering snapshot reported May 17, 2016 · SEC filing
- Reported sold
- $19.3M Offering amount: $19.3M
- Investors reported
- 19 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- May 13, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 17, 2016 | Initial | $19,349,740 | No comparison | 19 | SEC filing |
| Jul 2, 2015 | Initial | $25,000,000 | No comparison | 22 | SEC filing |
| Jun 18, 2014 | Initial | $17,050,000 | No comparison | 25 | SEC filing |
| Sep 12, 2012 | Initial | $7,500,000 | No comparison | 7 | SEC filing |
| May 10, 2006 | Paper | Not reported | No comparison | Not reported | |
| Jul 12, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $530K
- Finders' fees
- $0
- Form D file number
- 021-263366
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Craig-Hallum Capital Group LLC | 121395 |
Source: Form D, filed May 17, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Dan Borgen | Director |
| Chris Carlson | Executive |
| Benjamin P. Cowart | Director, Executive |
| James P. Gregory | Director |
| Timothy Harvey | Director |
| Matthew Lieb | Executive |
| David Peel | Executive |
| David L. Phillips | Director |
| John Pimentel | Director |
| Christopher Stratton | Director |
| John Strickland | Executive |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
1331 Gemini Street Suite 250
Houston, TX, 77058
Houston, TX, 77058