Form D · Insurance
Vericity, Inc.
Chicago, IL · CIK 0001575434
Offering snapshot reported Aug 7, 2019 · SEC filing
- Reported sold
- $114M Offering amount: $114M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $10 Reported outside-investor minimum
- First sale
- Aug 7, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 7, 2019 | Initial | $113,733,520 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 3C, 3C.3
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.41M
- Finders' fees
- $0
- Form D file number
- 021-345985
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Raymond James & Associates, Inc. | 705 | |
| Griffin Financial Group, LLC | 119004 |
Source: Form D, filed Aug 7, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Neil E Ashe | Director |
| John E Buchanan | Executive |
| Chris E Campbell | Executive |
| Calvin E Dong | Director |
| James C Harkensee | Executive |
| Richard A Hemmings | Director |
| James E Hohmann | Director, Executive |
| Chris S Kim | Executive |
| Scott E Perry | Director |
| Eric E Rahe | Director |
| James W Schacht | Director |
| Laura R. Zimmerman | Executive |
Issuer details
Industry: Insurance (See others in industry)
Address:
8700 W. Bryn Mawr Ave. Suite 900 S
Chicago, IL, 60631
Chicago, IL, 60631