Form D · Venture Capital Fund

Venture Lending & Leasing IX, LLC

Portola Valley, CA · CIK 0001717306

Offering snapshot reported Dec 14, 2017 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 14, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-300803

Source: Form D, filed Dec 14, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VENTURE LENDING & LEASING IX, LLC

Investment adviser: WESTECH INVESTMENT ADVISORS LLC

Gross asset value: $327M
Beneficial owners: 64
ADV minimum commitment: $1M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States

Custodian COMPUTERSHARE SECURITIES CORPORATION COLUMBIA, Maryland, United States Related to adviser: No

Custodian SAFRA NATIONAL BANK OF NEW YORK NEW YORK, New York, United States Related to adviser: No

Prime broker BTIG, LLC SAN FRANCISCO, California, United States

Prime broker CANACCORD GENUITY LLC NEW YORK, New York, United States

Prime broker DB ALEX. BROWN LLC BALTIMORE, Maryland, United States

Prime broker FORGE SECURITIES LLC SAN FRANCISCO, California, United States

Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States

Prime broker MORGAN STANLEY NEW YORK, New York, United States

Prime broker ORD MINNETT INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

COMPUTERSHARE SECURITIES CORPORATION
SEC 8-53022

SAFRA NATIONAL BANK OF NEW YORK
LEI 8HWWA59ZS6Z54QLX6S15

BTIG, LLC
CRD 122225 · SEC 8-65473

CANACCORD GENUITY LLC
CRD 1020 · SEC 8-3271

DB ALEX. BROWN LLC
CRD 17790 · SEC 8-35766

FORGE SECURITIES LLC
CRD 134596 · SEC 8-66846

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

MORGAN STANLEY
CRD 149777 · SEC 8-68191

ORD MINNETT INC.
CRD 10403 · SEC 8-26889

Filing source

Form ADV 2076465 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-6499125943

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Venture Lending & Leasing VII, LLC	Dec 28, 2012	$373,100,000	50
Venture Lending & Leasing VIII, LLC	Jul 29, 2015	Yet to sell	0
Venture Lending & Leasing IX, LLC (this fund)	Dec 14, 2017	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jay Cohan	Executive
Martin Eng	Executive
David R Wanek	Executive
Maurice C Werdegar	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

104 La Mesa Drive, Suite 102
Portola Valley, CA, 94028