Form D · Venture Capital Fund

Venrock Associates IX, L.P.

Palo Alto, CA · CIK 0001840617

Offering snapshot reported Jan 14, 2021 · SEC filing

Reported sold: $423M
Investors reported: 75
Minimum accepted: $0
First sale: Jan 5, 2021

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 14, 2021	Initial	$423,450,000	No comparison	75	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C.7, 3C
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-386398

The total amount sold above includes the General Partner's contribution.

Source: Form D, filed Jan 14, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VENROCK ASSOCIATES IX, L.P.

Investment adviser: VR MANAGEMENT, LLC

Gross asset value: $511M
Beneficial owners: 76
ADV minimum commitment: $0

Reported in Form ADV on Apr 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTER DOMUS (US) LLC OGDEN, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP SAN FRANCISCO, California, United States

Custodian BANK OF AMERICA CHARLOTTE, North Carolina, United States Related to adviser: No

Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No

Custodian HSBC BANK USA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian JPMORGAN CHASE SAN FRANCISCO, California, United States Related to adviser: No

Custodian RAYMOND JAMES & ASSOCIATES, INC. ST. PETERSBURG, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

HSBC BANK USA, N.A.
LEI 1IE8VN30JCEQV1H4R804

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Filing source

Form ADV 2096783 · Apr 28, 2026 · Schedule D 7.B.(1), fund 805-8990133950

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Venrock Associates VI, L.P.	Jul 9, 2010	$328,424,183	59
Venrock Associates VII, L.P.	Aug 6, 2014	$415,565,000	70
Venrock Associates VIII, L.P.	Feb 9, 2017	$413,600,000	88
Venrock Associates IX, L.P. (this fund)	Jan 14, 2021	$423,450,000	75
Venrock Associates X, L.P.	Jan 8, 2024	$650,000,000	176

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brian D. Ascher	Director
Ethan J. Batraski	Director
Nick F. Beim	Director
Racquel N. Bracken	Director
Bob P. Kocher	Director
David B. Pakman	Director
Bryan E. Roberts	Director
Camille D. Samuels	Director
N/A Venrock Management Ix, Llc	Director
N/A Vr Capital Ii Series Venrock Ix, Llc	Promoter
N/A Vr Management, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

3340 Hillview Avenue
Palo Alto, CA, 94304