Form D · Other Investment Fund
Velocis Fund III Institutional, LP
Dallas, TX · CIK 0001785375
Offering snapshot reported Sep 16, 2020 · SEC filing
- Reported sold
- $26.8M Indefinite offering
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 16, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 14
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 16, 2020 | Amendment | $26,750,000 | No comparison | 14 | SEC filing |
| Sep 16, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.5
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $31.3K
- Finders' fees
- $0
- Form D file number
- 021-348918
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC CAPITAL MARKETS, LLC | 31194 | RBC CAPITAL MARKETS, LLC · CRD 31194 |
Source: Form D, filed Sep 16, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| W. Frederick Hamm | Executive |
| Michael S. Lewis | Executive |
| David E. Seifert | Executive |
| Paul R. Smith | Executive |
| N/A Velocis Fund Iii Gp, Lp | Director |
| N/A Velocis Fund Iii Ugp, Llc | Director |
| N/A Velocis Management, Llc | Director |
| James E. Yoder | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
300 Crescent Court Suite 850
Dallas, TX, 75201
Dallas, TX, 75201