Form D · Other Investment Fund

Vellar Special Opportunities Fund LLC - Series 3

New York, NY · CIK 0001793489

Offering snapshot reported Jul 26, 2024 · SEC filing

Reported sold
$1.19M
Indefinite offering
Investors reported
15
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 31, 2019
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 26, 2024Amendment$1,187,275No comparison15SEC filing
Nov 12, 2019InitialYet to sellNo comparison15SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-353120

Source: Form D, filed Jul 26, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VELLAR SPECIAL OPPORTUNITIES FUND LLC - SERIES 3

Investment adviser: COHEN & COMPANY FINANCIAL MANAGEMENT, LLC

Gross asset value
$389K
Beneficial owners
15
ADV minimum commitment
$100K

Reported in Form ADV on Mar 29, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ARTEX FUND SERVICES LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLC PHILADELPHIA, Pennsylvania, United States
Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No
Custodian CONTINENTAL STOCK TRANSFER & TRUST NEW YORK, New York, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC MINNEAPOLIS, Minnesota, United States Related to adviser: No
Custodian WATERMILL INSTITUTIONAL TRADING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLC
PCAOB 248

RBC CAPITAL MARKETS, LLC
SEC 8-45411

WATERMILL INSTITUTIONAL TRADING LLC
SEC 8-68311

Filing source

Form ADV 1830229 · Mar 29, 2024 · Schedule D 7.B.(1), fund 805-4179448747

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Cohen & Company Financial Management, Llc Executive, Promoter
Vellar Opportunities Gp Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3 Columbus Circle Suite 2400
New York, NY, 10019