Form D · Other Health Care
Vavotar Life Sciences LLC
Aspen, CO · CIK 0001661957
Offering snapshot reported Jan 18, 2019 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 31 Form D · investor count
- Minimum accepted
- $6.25K Reported outside-investor minimum
- First sale
- Nov 5, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 18, 2019 | Initial | $10,000,000 | No comparison | 31 | SEC filing |
| Sep 23, 2016 | Initial | $80,833,200 | No comparison | 1 | SEC filing |
| Sep 22, 2016 | Initial | $21,000,000 | No comparison | 3 | SEC filing |
| Sep 21, 2016 | Initial | $40,605,000 | No comparison | 1 | SEC filing |
| May 16, 2016 | Initial | $3,515,000 | No comparison | 11 | SEC filing |
| Jan 5, 2016 | Initial | $675 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $156K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-330875
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Finsoft Consultants, Inc. | None | |
| Virginia Dadey | None | |
| Ashley Johnson | None |
Source: Form D, filed Jan 18, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Martin A. Bell | Executive |
| Jesse W. Crowne | Executive |
| Andrew Danielsen | Director |
| Charles Farrahar | Executive |
| Steve Gorlin | Director, Executive |
| James A. Rogers | Director |
| Patrick Soon Shiong | Director |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
600 E. Hopkins Avenue, #302
Aspen, CO, 81611
Aspen, CO, 81611