Form D · Other Investment Fund
Varde Mortgage Fund III Sub REIT, LLC
Minneapolis, MN · CIK 0001792368
Offering snapshot reported Dec 21, 2020 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Dec 7, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 21, 2020 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $22K
- Finders' fees
- $0
- Form D file number
- 021-383777
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Iroquois Capital Advisors, LLC | 145235 | |
| REIT Investment Group, LLC | None |
Source: Form D, filed Dec 21, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bradley P. Bauer | Executive, Promoter |
| Ilfryn C. Carstairs | Executive, Promoter |
| Jonathan A. Fox | Executive, Promoter |
| Scott T. Hartman | Executive, Promoter |
| Jeremy D. Hedberg | Executive, Promoter |
| George G. Hicks | Executive, Promoter |
| Andrew P. Lenk | Executive, Promoter |
| Elena Lieskovska | Executive, Promoter |
| Haseeb Malik | Executive, Promoter |
| David A. Marple | Executive, Promoter |
| Francisco Milone | Executive, Promoter |
| Timothy J. Mooney | Executive, Promoter |
| Giuseppe Naglieri | Executive, Promoter |
| Rick J. Noel | Executive, Promoter |
| Marcia L. Page | Executive, Promoter |
| Brian C. Schmidt | Executive, Promoter |
| N/A The Varde Mortgage Fund Iii Gp, L.P. | Promoter |
| N/A The Varde Mortgage Fund Iii Master, L.P. | Promoter |
| N/A The Varde Mortgage Fund Iii Ugp, Llc | Promoter |
| N/A Varde Partners, Inc. | Promoter |
| N/A Varde Partners, L.P. | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
901 Marquette Ave S. Suite 3300
Minneapolis, MN, 55402
Minneapolis, MN, 55402