Form D · Other Investment Fund
Varde Fund XIII (A) (Feeder), L.P.
Minneapolis, MN · CIK 0001752866
Offering snapshot reported Oct 31, 2019 · SEC filing
- Reported sold
- $747M Offering amount: $2.5B
- Investors reported
- 21 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Oct 8, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$327,500,000 → $747,250,000
- Reported investors12 → 21
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 31, 2019 | Amendment | $747,250,000 | $419,750,000vs May 23, 2019 | 21 | SEC filing |
| May 23, 2019 | Amendment | $327,500,000 | No comparison | 12 | SEC filing |
| Oct 4, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $1.63M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-322862
Total Offering Amount applies to the Issuer and its parallel vehicles. Total Amount Sold is for the Issuer only. Size of the Issuer and its parallel funds is $2,253,737,113.
Sales commission is estimated for the Issuer and its parallel vehicles.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Morgan Stanley Smith Barney LLC | 149777 | |
| Samsung Securities Co., Ltd. | None | |
| Crosspoint Advisors, Inc. | None |
Source: Form D, filed Oct 31, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bradley P. Bauer | Executive |
| Ilfryn C. Carstairs | Executive |
| Jonathan A. Fox | Executive |
| Ali M. Haroon | Executive |
| Scott T. Hartman | Executive |
| Jeremy D. Hedberg | Executive |
| George G. Hicks | Executive |
| Andrew P. Lenk | Executive |
| Elena Lieskovska | Executive |
| Haseeb K. Malik | Executive |
| David A. Marple | Executive |
| Francisco Milone | Executive |
| Timothy J. Mooney | Executive |
| Giuseppe Naglieri | Executive |
| Rick J. Noel | Executive |
| Marcia L. Page | Executive |
| Brian C. Schmidt | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Minneapolis, MN, 55402