Form D · Private Equity Fund

VARAGON FUND I, L.P.

New York, NY · CIK 0001679463

Offering snapshot reported Aug 23, 2021 · SEC filing

Reported sold
$191M
Indefinite offering
Investors reported
43
Form D · investor count
Minimum accepted
$10M
Reported outside-investor minimum
First sale
Jul 22, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$95.6M$191MJul 19, 2016May 20, 2019: $150,200,000.00May 20, 2019Aug 23, 2021: $191,276,000.00Aug 23, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$150,200,000 → $191,276,000
  • Reported investors30 → 43

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 23, 2021Amendment$191,276,000$41,076,000vs May 20, 201943SEC filing
May 20, 2019Amendment$150,200,000No comparison30SEC filing
Jul 19, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-267325

Source: Form D, filed Aug 23, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VARAGON FUND I, L.P.

Investment adviser: VARAGON CAPITAL PARTNERS, L.P.

Gross asset value
$198M
Beneficial owners
43
ADV minimum commitment
$10M

Reported in Form ADV on Dec 6, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ALTER DOMUS CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP DALLAS, Texas, United States
Custodian ALTER DOMUS CHICAGO, Illinois, United States Related to adviser: No
Custodian DEUTSCHE BANK SANTA ANA, California, United States Related to adviser: No
Custodian KEYBANK CLEVELAND, Ohio, United States Related to adviser: No
Marketer RONDOUT PARTNERS, LLC HIGH FALLS, New York, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

RONDOUT PARTNERS, LLC
CRD 298367 · SEC 8-70190

Filing source

Form ADV 1691716 · Dec 6, 2022 · Schedule D 7.B.(1), fund 805-4961898593

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert J. Bourgeois Executive
Kevin Marchetti Executive
Walter J. Owens Executive
Charles F. Riceman Executive
Jeffrey Schumacher Executive
Brett H. Shapiro Executive
James Ungari Executive
N/A Varagon Capital Partners, L.P. Promoter
N/A Varagon Fund I Gp, Llc Promoter
Steven Warden Executive
Philip T Warren Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
299 Park Avenue, 3 Rd Floor
New York, NY, 10171