Form D · Biotechnology
Vantix Diagnostics, Inc.
Pelham, NH · CIK 0001558003
Offering snapshot reported Feb 11, 2014 · SEC filing
- Reported sold
- $4.95M Offering amount: $16M
- Investors reported
- 52 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 13, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 52
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 11, 2014 | Amendment | $4,947,000 | No comparison | 52 | SEC filing |
| Jan 23, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Jan 23, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Oct 19, 2012 | Amendment | $1,140,000 | $890,000vs Sep 12, 2012 | 13 | SEC filing |
| Sep 12, 2012 | Initial | $250,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $720K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-190613
The offering amount is $16,000,000 which may be oversubscribed with sales of an additional $1,600,000 in securities.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | Dawson James Securities Inc. · CRD 130645 |
Source: Form D, filed Feb 11, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Douglas Armstrong | Director |
| Doug Armstrong | Director |
| Steve Lufkin | Director, Executive, Promoter |
| Anthony Pintsopoulos | Promoter |
| Richard Rappaport | Promoter |
| Richard Wardle | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
70 Bridge St. #8
Pelham, NH, 03076-3470
Pelham, NH, 03076-3470