Form D · Other Banking and Financial Services
VANTAGESOUTH BANCSHARES, INC.
Raleigh, NC · CIK 0001143921
Offering snapshot reported Feb 14, 2014 · SEC filing
- Reported sold
- $25M Offering amount: $48M
- Investors reported
- 31 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 31, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 14, 2014 | Initial | $24,990,000 | No comparison | 31 | SEC filing |
| Aug 23, 2013 | Initial | $38,050,000 | No comparison | 12 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.8M
- Finders' fees
- $0
- Form D file number
- 021-211970
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Sandler O'Neill + Partners, L.P. | 23328 | Sandler O'Neill + Partners, L.P. · CRD 23328 |
Source: Form D, filed Feb 14, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| J. Adam Abram | Director |
| David S. Brody | Director |
| Alan N. Colner | Director |
| Scott M. Custer | Director, Executive |
| George T. Davis, Jr. | Director |
| Terry S. Earley | Executive |
| Thierry Ho | Director |
| J. Bryant Kittrell, Iii | Director |
| Joseph T. Lamb, Jr. | Director |
| Steven J. Lerner | Director |
| James A. Lucas, Jr. | Director |
| Charles A. Paul, Iii | Director |
| Lee H. Roberts | Executive |
| Nancy A. Snow | Executive |
| A. Wellford Tabor | Director |
| A. Dwight Utz | Executive |
| Nicolas D. Zerbib | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
3600 Glenwood Avenue Suite 300
Raleigh, NC, 27612-4955
Raleigh, NC, 27612-4955