Form D · Oil and Gas
Vanguard Energy Corp
Houston, TX · CIK 0001497649
Offering snapshot reported Jun 22, 2012 · SEC filing
- Reported sold
- Yet to sell Offering amount: $10M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 22, 2012 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 21, 2011 | Amendment | $1,500,000 | No comparison | 44 | SEC filing |
| Feb 15, 2011 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Oct 21, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $900K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-180209
The Placement Agents will also receive one Series E warrant to purchase 1,852 shares of the Company's common stock at an exercise price of $1.55 per share.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| GVC Capital | 38923 | |
| Northland Capital Markets | 40258 | |
| MLV & Co. | 150959 |
Source: Form D, filed Jun 22, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| R. Gerald Bailey | Director, Promoter |
| R. Gerald Bailey | Director, Executive, Promoter |
| John Barton | Director, Promoter |
| Warren Dillard | Director, Executive, Promoter |
| Delton Drum | Executive |
| Michael Fraim | Executive |
| Stephen Powers | Director, Executive |
| Steven Powers | Director |
| Rick Wilber | Director |
Issuer details
Industry: Oil and Gas (See others in industry)
Address:
1330 Post Oak Blvd. Suite 1600
Houston, TX, 77056
Houston, TX, 77056