Form D · Biotechnology

ValveXchange, Inc.

Greenwood Village, CO · CIK 0001528321

Offering snapshot reported Sep 19, 2011 · SEC filing

Reported sold
$4.03M
Offering amount: $4.21M
Investors reported
5
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 6, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 19, 2011Initial$4,025,777No comparison5SEC filing

Offering details

Securities
Equity, Option to acquire, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$300K
Finders' fees
$0
Form D file number
021-166028
Item 13(c) represents the hypothetical exercise price of the warrants paid as sales commission reported in Item 15 below.
Securities offered include (i) Series A Preferred Stock and (ii) warrants to purchase Series A Preferred Stock at an exercise price (subject to adjustment) of $1.46973 per share expiring 8/26/2016.
Additionally, warrants to purchase 123,831 shares of Series A Preferred Stock of the issuer were paid as commission.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Morgan Joseph TriArtisan LLC10948

Source: Form D, filed Sep 19, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Larry Blankenship Director, Executive
James A. Bowman Director
Floyd Loop Director
John Parrish Director
Ivan Vesely Director, Executive
Bonnie Vivian Director
Harold Wodlinger Director

Issuer details

Industry: Biotechnology (See others in industry)

Address:
6080 Greenwood Plaza Boulevard, Unit B
Greenwood Village, CO, 80301