Form D · Other Investment Fund

Valt LP

Pleasanton, CA · CIK 0001539152

Offering snapshot reported Jan 11, 2012 · SEC filing

Reported sold
$5.44M
Indefinite offering
Investors reported
33
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jan 28, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 11, 2012Initial$5,438,000No comparison33SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-171561
The offering is on-going with no maximum dollar amount, but only 499 accredited investors.
Commodity Pool

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
John ValentineNone

Source: Form D, filed Jan 11, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VALT LP

Investment adviser: VALENTINE CAPITAL ASSET MANAGEMENT, INC.

Gross asset value
$22.3M
Beneficial owners
159
ADV minimum commitment
$100K

Reported in Form ADV on Dec 12, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator OPUS FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SPICER JEFFRIES, LLP GREENWOOD VILLAGE, Colorado, United States
Custodian HSBC BANKING CORPORATION SAN FRANICSCO, California, United States Related to adviser: No
Custodian INTL FCSTONE SECURITIES INC. CHICAGO, Illinois, United States Related to adviser: No
Prime broker INTL FCSTONE SECURITIES INC. CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTL FCSTONE SECURITIES INC.
SEC 8-51269

INTL FCSTONE SECURITIES INC.
CRD 45993 · SEC 8-51269

Filing source

Form ADV 771993 · Dec 12, 2013 · Schedule D 7.B.(1), fund 805-4582318382

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
John Leo Valentine Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8010 Camino Tassajara
Pleasanton, CA, 94588