Form D · Other Investment Fund

VALHALLA SYNERGY FUND LLC

Jersey City, NY · CIK 0001269405

Offering snapshot reported Mar 11, 2010 · SEC filing

Reported sold
$252M
Indefinite offering
Investors reported
65
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jul 1, 2003
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$126M$252MMar 17, 2009: $245,994,851.00Mar 17, 2009Mar 11, 2010: $251,703,101.00Mar 11, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$245,994,851 → $251,703,101

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2010Amendment$251,703,101$5,708,250vs Mar 17, 200965SEC filing
Mar 17, 2009Initial$245,994,851No comparisonNot reportedSEC filing
Mar 13, 2009Amendment$245,994,851No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$370K (estimated)
Finders' fees
$0
Form D file number
021-60076
Selling Agent receives 50% of the 2% management fee (1% or 100 basis points) of every investment they bring in. The current offering commenced prior to 3/15/09; Item 15 reflects information commencing from such date.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Altegris Investments, Inc.8258

Source: Form D, filed Mar 11, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
David A. Barnett Executive
Robert Delio Executive
Bryan Fiedler Executive
David Fuller Executive
Dan Shak Executive
N/A Valhalla Capital Advisors Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Valhalla Capital Advisors Llc Harborside Fin Ctr, Plaza 5, Suite 2720
Jersey City, NY, 07311