Form D · REITS and Finance

UWS Ventures IV, Inc.

New York, NY · CIK 0001765512

Offering snapshot reported Jan 29, 2019 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Jan 16, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$62.5K$125KJan 29, 2019: $125,000.00Jan 29, 2019Jan 29, 2019: $125,000.00Jan 29, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 29, 2019Initial$125,000No comparison125SEC filing
Jan 29, 2019Amendment$125,000$0vs Jan 29, 2019125SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$6.25K
Finders' fees
$0
Form D file number
021-331598

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Charles Harrison3071551H & L Equities, LLC · CRD 113794
Lori Mayfield4899271H & L Equities, LLC · CRD 113794
Patrick Whelchel5389090H & L Equities, LLC · CRD 113794
Scott Harrison4981070H & L Equities, LLC · CRD 113794
Charles Mathes5980160H & L Equities, LLC · CRD 113794

Source: Form D, filed Jan 29, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Wendy Abels Eisenberg Director
John Arrillaga Director
John Arrillaga, Jr. Director
Douglas F. Eisenberg Director, Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
C/O A&E Real Estate 1065 Avenue Of The Americas, 31 St Floor
New York, NY, 10018