Form D · Other Investment Fund
Uwharrie Loan Pool I, LLC
Albemarle, NC · CIK 0001360103
Offering snapshot reported Oct 5, 2011 · SEC filing
- Reported sold
- $2.89M Offering amount: $50M
- Investors reported
- 9 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Jul 1, 2008 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$2,613,416 → $2,888,416
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 5, 2011 | Amendment | $2,888,416 | $275,000vs Apr 9, 2010 | 9 | SEC filing |
| Apr 9, 2010 | Amendment | $2,613,416 | $175,000vs Oct 21, 2009 | 9 | SEC filing |
| Oct 21, 2009 | Amendment | $2,438,416 | $100,000vs Jul 6, 2009 | 8 | SEC filing |
| Jul 6, 2009 | Amendment | $2,338,416 | $949,999vs Feb 10, 2009 | 8 | SEC filing |
| Feb 10, 2009 | Initial | $1,388,417 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.5
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $11.6K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-114252
From April 1, 2010 through September 30, 2011 there have been $275,000 in additional sales of Units, and $0 in additional redemptions of Units, for $2,104,416.50 in consideration received for outstanding Units.
Sales commission equals 0.40% of total Capital Contributions
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| The Strategic Alliance Corporation | 32788 |
Source: Form D, filed Oct 5, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Strategic Investment Advisors, Inc. | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Albemarle, NC, 28001