Form D · Commercial Banking

UWHARRIE CAPITAL CORP

Albemarle, NC · CIK 0000898171

Offering snapshot reported Sep 15, 2021 · SEC filing

Reported sold
$20M
Offering amount: $20M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 15, 2021Initial$20,000,000No comparisonNot reportedSEC filing
Oct 23, 2019Initial$9,992,000No comparison64SEC filing
Mar 13, 2014Initial$2,663,000No comparison18SEC filing
Dec 3, 2010Initial$155,000No comparison0SEC filing
May 2, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-413520

Source: Form D, filed Sep 15, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
W Stephen Aldridge Iii Director
William Stephen Aldridge, Iii Director
Merlin Amirtharaj Director
Jason R. Andrew Executive
R. David Beaver Executive
Roy David Beaver, Iii Executive
Dean M. Bowers Director
Robert O Bratton Executive
Joe S. Brooks Director
Ronald Thurman Burleson Director
Bill Carlton Burnside Director
James O. Campbell Director
Roger L. Dick Executive
Brendan Paul Duffey Executive
Tara G. Eudy Director
Deidre B. Foster Director
Allen K. Furr Director
Charles F Geschickter Iii Director
Charles Freeman Geschickter, Iii Director
Thomas M. Hearne Director
Thomas Mc Cain Hearne, Jr. Director
Charles David Horne Director
Matthew R. Hudson Director
W Kenneth Huntley Director
William Kenneth Huntley Director
Joseph R Kluttz Jr Director
Joseph Ransom Kluttz, Jr. Director
Harvey H. Leavitt Director
Harvey Hamilton Leavitt, Iii Director
Lee Roy Lookabill Jr Director
Lee Roy Lookabill, Jr. Director
W. Chester Lowder Director
Wilson Chester Lowder Director
W Chester Lowder Director
Barry Stephen Moose Director
Wesley A. Morgan Director
Cynthia L. Mynatt Director
James E. Nance Director
Chris M. Poplin Director
Timothy J Propst Director
Frank A. Rankin Director
Frank Alexander Rankin, Iii Director
Susan Johnson Rourke Director
Randy T. Russell Director
Vernon A. Russell Director
Donald P Scarborough Director
Matthew A. Shaver Director
Matthew Allen Shaver, Md Director
Christy D. Stoner Executive
S. Todd Swaringen Director
S Todd Swaringen Director
Stephen Todd Swaringen Director
Jeffrey L. Trout Executive
Edward Bryan Tyson Director
Barbara S Williams Executive

Issuer details

Industry: Commercial Banking (See others in industry)

Address:
132 N. First Street
Albemarle, NC, 28001