Form D · Venture Capital Fund
UV PARTNERS IV LP
Salt Lake City, UT · CIK 0001405396
Offering snapshot reported Aug 31, 2009 · SEC filing
- Reported sold
- $61.6M Offering amount: $61.6M
- Investors reported
- 50 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jun 8, 2007 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 31, 2009 | Amendment | $61,630,000 | No comparison | 50 | SEC filing |
| Jun 28, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $23K
- Finders' fees
- $0
- Form D file number
- 021-105423
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Christopher J. Caputo | 1734605 | Fortress Group, Inc. · CRD 104408 |
| Bruce A. Williamson | 1923210 | Fortress Group, Inc. · CRD 104408 |
Source: Form D, filed Aug 31, 2009. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
UV PARTNERS IV, L.P.
Investment adviser: PELION, INC
- Gross asset value
- $10M
- Beneficial owners
- 54
- ADV minimum commitment
- $25K
Reported in Form ADV on May 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Filing source
Form ADV 2108578 · May 28, 2026 · Schedule D 7.B.(1), fund 805-6443084995
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James C. Dreyfous | Director, Executive |
| Carl S. Ledbetter | Director, Executive |
| Blake G. Modersitzki | Director, Executive |
| Uv Partners Iv Gp, L.L.C. | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Salt Lake City, UT, 84121