Form D · Investing
Utopia Funding LLC
Brevard, NC · CIK 0001590719
Offering snapshot reported Oct 31, 2013 · SEC filing
- Reported sold
- $1.54M Offering amount: $5M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 16, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 31, 2013 | Initial | $1,535,000 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $250K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-205599
Commission is 5% of funds raised. It is anticipated that the full $5mm will be raised, so $250,000 will be paid in commissions. The offering is on a best efforts basis, so total commissions could be less.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce Roberts | 1489110 | Carolina Financial Securities LLC · CRD 41970 |
Source: Form D, filed Oct 31, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Charles Reynolds | Executive |
| Bruce Victor Roberts | Executive |
Issuer details
Industry: Investing (See others in industry)
Address:
185 W. Main St.
Brevard, NC, 28712
Brevard, NC, 28712