Form D · Other Investment Fund

USGP II (Parallel) Fund, LP

Washington, DC · CIK 0001569628

Offering snapshot reported Feb 7, 2014 · SEC filing

Reported sold: $6.5M
Investors reported: 4
Minimum accepted: $0
First sale: Feb 5, 2013

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$5,000,000 → $6,500,000
Reported investors2 → 4

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 7, 2014	Amendment	$6,500,000	$1,500,000vs Feb 19, 2013	4	SEC filing
Feb 19, 2013	Initial	$5,000,000	No comparison	2	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $4.5M (estimated)
Finders' fees: $0
Form D file number: 021-192067

The total offering amount shown is an aggregate target for the Issuer and its parallel fund(s).

The estimated sales commissions shown are an aggregate amount for the Issuer and its parallel fund(s).

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
GREENHILL & CO., LLC	40290

Source: Form D, filed Feb 7, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

USGP II (PARALLEL) FUND, LP

Investment adviser: EASTERLY PARTNERS, LLC

Gross asset value: $12M
Beneficial owners: 5
ADV minimum commitment: $10M

Reported in Form ADV on Mar 31, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSECOOPERS, LLP BALTIMORE, Maryland, United States

Custodian BANK OF AMERICA, N.A. NEW, New York, United States Related to adviser: No

Custodian CITIBANK NEW YORK, New York, United States Related to adviser: No

Marketer GREENHILL & CO., LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

GREENHILL & CO., LLC
CRD 40290 · SEC 8-49000

Filing source

Form ADV 808264 · Mar 31, 2014 · Schedule D 7.B.(1), fund 805-5460399524

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Manager Of General Partner Of Issuer Easterly Partners, Llc	Promoter
General Partner Of Issuer Usgp Ii Gp, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

2101 L Street, Nw Suite 750
Washington, DC, 20037