Form D · Other Investment Fund
USFC Fund 9 Equity, LLC
Addison, TX · CIK 0001743184
Offering snapshot reported Jun 8, 2018 · SEC filing
- Reported sold
- $8.5M Offering amount: $8.5M
- Investors reported
- 17 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Sep 29, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 8, 2018 | Initial | $8,500,000 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $76.5K (estimated)
- Finders' fees
- $318K (estimated)
- Form D file number
- 021-314242
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Tobin & Company Securities, LLC | 137918 |
Source: Form D, filed Jun 8, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stanley K Bradshaw | Executive |
| David E Gunderson | Executive |
| Michael J Petrucelli | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
15851 Dallas Pkwy, Suite 1220
Addison, TX, 75001
Addison, TX, 75001