Form D · Other Investment Fund
USCIM FUND XXXV EVENTERPRISE, LLC
San Francisco, CA · CIK 0001727914
Offering snapshot reported Jan 16, 2018 · SEC filing
- Reported sold
- Yet to sell Offering amount: $5M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $200K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 16, 2018 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 12, 2018 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06c, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-303173
Approximate placement agent fees of 8% of total capital raise
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| US Capital Global Securities, LLC | 169544 |
Source: Form D, filed Jan 16, 2018. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
USCIM FUND XXXV EVENTERPRISE, LLC
Investment adviser: US CAPITAL GLOBAL INVESTMENT MANAGEMENT LLC
- Gross asset value
- $0
- Beneficial owners
- 1
- ADV minimum commitment
- $200K
Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Filing source
Form ADV 1408538 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-6790714617
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Sweeney | Executive, Promoter |
| Charles Towle | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94111