Form D · Other Investment Fund
USCIM FUND X CLI-A, LLC
San Francisco, CA · CIK 0001678290
Offering snapshot reported Jun 29, 2016 · SEC filing
- Reported sold
- $250K Offering amount: $1.25M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jun 29, 2016 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 29, 2016 | Initial | $250,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $43.8K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-266046
If fully subscribed
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John A. Ritter | 5734261 | US Capital Global Securities · CRD 169544 |
Source: Form D, filed Jun 29, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Sweeney | Executive, Promoter |
| Charles Towle | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
555 Montgomery Street, Suite 1501
San Francisco, CA, 94111
San Francisco, CA, 94111