Form D · Other Investment Fund
USB Focus Fund SemaConnect 3-B LLC
Lincoln, MA · CIK 0001623886
Offering snapshot reported Feb 4, 2015 · SEC filing
- Reported sold
- $7.2M Offering amount: $7.2M
- Investors reported
- 44 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jan 26, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 4, 2015 | Initial | $7,195,275 | No comparison | 44 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-233474
Commissions and finders' fees will be payable by the Company in which USB Focus Fund SemaConnect 3-B, LLC will invest.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| U.S. Boston Capital Corporation | 5251 |
Source: Form D, filed Feb 4, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
USB FOCUS FUND SEMACONNECT 3B LLC
Investment adviser: PEAR TREE PARTNERS, LP
- Gross asset value
- $3.18M
- Beneficial owners
- 44
- ADV minimum commitment
- $25K
Reported in Form ADV on Jan 22, 2024. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
EDELSTEIN & COMPANY
PCAOB 3376
SILICON VALLEY BANK - FIRST CITIZENS BANK
LEI 0001172928
U. S. BOSTON CAPITAL CORPORATION
CRD 5251 · SEC 8-15885
Filing source
Form ADV 1816414 · Jan 22, 2024 · Schedule D 7.B.(1), fund 805-8934312786
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kathryn Collings Liang | Executive |
| Leon Okurowski | Executive |
| N/A Pear Tree Partners, L.P. | Executive |
| Willard Umphrey | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Lincoln, MA, 01773