Form D · Other Investment Fund

USB Focus Fund LumiraDx 1-A, LLC

Lincoln, MA · CIK 0001685709

Offering snapshot reported Oct 14, 2016 · SEC filing

Reported sold
$12.2M
Offering amount: $12.2M
Investors reported
82
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Oct 3, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 14, 2016Initial$12,225,000No comparison82SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$856K (estimated)
Finders' fees
$0
Form D file number
021-272479
Paid by the entity in which the Issuer is investing.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
U.S. Boston Capital Corporation5251

Source: Form D, filed Oct 14, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

USB FOCUS FUND LUMIRADX 1-A, LLC

Investment adviser: PEAR TREE PARTNERS, LP

Gross asset value
$51.1K
Beneficial owners
83
ADV minimum commitment
$25K

Reported in Form ADV on Aug 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor EDELSTEIN & COMPANY BOSTON, Massachusetts, United States
Custodian BOSTON PRIVATE BANK BOSTON, Massachusetts, United States Related to adviser: No
Marketer U. S. BOSTON CAPITAL CORPORATION LINCOLN, Massachusetts, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EDELSTEIN & COMPANY
PCAOB 3376

BOSTON PRIVATE BANK
LEI 0001172928

U. S. BOSTON CAPITAL CORPORATION
CRD 5251 · SEC 8-15885

Filing source

Form ADV 1668550 · Aug 30, 2022 · Schedule D 7.B.(1), fund 805-1751093367

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kathryn Collings Laing Executive
John Mc Clellan Executive
Leon Okurowski Executive
N/A Pear Tree Partners, L.P. Executive
Willard L. Umphrey Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
55 Old Bedford Road
Lincoln, MA, 01773