Form D · Other Investment Fund
USB Focus Fund Capital Teas 2, LLC
Lincoln, MA · CIK 0001657814
Offering snapshot reported Nov 25, 2015 · SEC filing
- Reported sold
- $5.38M Offering amount: $6M
- Investors reported
- 60 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Nov 19, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 25, 2015 | Initial | $5,375,000 | No comparison | 60 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $363K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-251918
Paid by the entity in which the Issuer is investing.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| U.S. Boston Capital Corporation | 5251 |
Source: Form D, filed Nov 25, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kathryn Collings Laing | Executive |
| N/A Pear Tree Partners, L.P. | Executive |
| Willard L. Umphrey | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Pear Tree Partners, L.P. 55 Old Bedford Road
Lincoln, MA, 01773
Lincoln, MA, 01773