Form D · Other Investment Fund
USB Focus Fund Anokiwave 1, LLC
Lincoln, MA · CIK 0001712635
Offering snapshot reported Aug 9, 2017 · SEC filing
- Reported sold
- $9.95M Offering amount: $9.95M
- Investors reported
- 87 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Aug 1, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 9, 2017 | Initial | $9,950,000 | No comparison | 87 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $597K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-292466
Paid by the entity in which the Issuer is investing.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| U.S. Boston Capital Corporation | 5251 |
Source: Form D, filed Aug 9, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
USB FOCUS FUND ANOKIWAVE 1, LLC
Investment adviser: PEAR TREE PARTNERS, LP
- Gross asset value
- $70.6K
- Beneficial owners
- 87
- ADV minimum commitment
- $25K
Reported in Form ADV on Mar 12, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
EISNERAMPER LLP
PCAOB 274
SILICON VALLEY BANK - FIRST CITIZENS BANK
LEI 0001172928
U. S. BOSTON CAPITAL CORPORATION
CRD 5251 · SEC 8-15885
Filing source
Form ADV 1956516 · Mar 12, 2025 · Schedule D 7.B.(1), fund 805-9675269281
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kathryn Collings Laing | Executive |
| N/A Pear Tree Partners, L.P. | Executive |
| Willard L. Umphrey | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Lincoln, MA, 01773