Form D · Commercial Banking
USAL Bancorp, Inc.
Montgomery, AL · CIK 0001899038
Offering snapshot reported Dec 17, 2021 · SEC filing
- Reported sold
- $11M Offering amount: $11M
- Investors reported
- 13 Form D · investor count
- Minimum accepted
- $1 Reported outside-investor minimum
- First sale
- Dec 3, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 17, 2021 | Initial | $11,000,000 | No comparison | 13 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $275K
- Finders' fees
- $0
- Form D file number
- 021-425721
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Performance Trust Capital Partners, LLC | 36155 |
Source: Form D, filed Dec 17, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James L Bassett | Director |
| Alfred F Cook, Jr. | Director |
| Laura D Grill | Director |
| James R Jones | Director |
| Emery Kyle Kyser, Jr. | Director |
| Jerald J Labovitz | Director |
| John T Main | Director |
| Marsha S Moffett | Executive |
| Robert R Ramsey | Director, Executive |
| Addie M Smith | Director |
| Gregory A Smoker | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
8165 Vaughn Road
Montgomery, AL, 36116
Montgomery, AL, 36116