Form D · Other Banking and Financial Services
US-MBS LLC
New York, NY · CIK 0001590202
Offering snapshot reported Oct 29, 2013 · SEC filing
- Reported sold
- $300K Offering amount: $500K
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jun 20, 2013 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors7 → 8
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 29, 2013 | Amendment | $300,000 | $0vs Oct 28, 2013 | 8 | SEC filing |
| Oct 28, 2013 | Initial | $300,000 | No comparison | 7 | SEC filing |
Offering details
- Securities
- Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $7.5K
- Finders' fees
- $0
- Form D file number
- 021-205379
The initial offering amount was not sold, US-MBS is not offering any securities at this time
Convertible Note
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Colony Park Financial Services LLC | 41534 |
Source: Form D, filed Oct 29, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Patrick Joseph Gallaway | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:New York, NY, 10036