Form D · Other Energy
US GEOTHERMAL INC
Boise, ID · CIK 0001172136
Offering snapshot reported Mar 19, 2010 · SEC filing
- Reported sold
- $8.62M Offering amount: $14.1M
- Investors reported
- 27 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Mar 8, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 19, 2010 | Initial | $8,619,995 | No comparison | 27 | SEC filing |
| Sep 1, 2009 | Initial | $9,871,806 | No comparison | 20 | SEC filing |
Offering details
- Securities
- Not reported
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $517K
- Finders' fees
- $0
- Form D file number
- 021-42538
Total offering includes amount which may be received by Issuer upon exercise of warrants. Each warrant may be exercised for one common share at a price of $1.25 per share, subject to adjustment, for a period of 5 years from September 16, 2010.
In addition to cash, the agents also received broker warrants exercisable for up to a total of 246,285 shares of common stock at a price of $1.25 per share, subject to adjustment, for a period of 5 years from September 16, 2010.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| RBC Capital Markets Corporation | 31194 | |
| Dundee Securities Corporation | None | |
| Clarus Securities Inc. | None | |
| Baird Financial Corporation | None | Robert W. Baird & Co. Incorporated · CRD 8158 |
Source: Form D, filed Mar 19, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bob Cline | Executive |
| Robert Cline | Executive |
| Doug Glaspey | Director, Executive |
| Kerry D. Hawkley | Executive |
| Kevin Kitz | Executive |
| Daniel Kunz | Director, Executive |
| Paul Larkin | Director |
| Leland Mink | Director |
| John Walker | Executive |
Issuer details
Industry: Other Energy (See others in industry)
Address:
1505 Tyrell Lane
Boise, ID, 83706
Boise, ID, 83706