Form D · Oil and Gas

US ENERGY CORP

Denver, CO · CIK 0000101594

Offering snapshot reported Jan 3, 2017 · SEC filing

Reported sold
$0
Offering amount: $2.05M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 21, 2016
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 3, 2017Initial$0No comparison2SEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$105K
Finders' fees
$30K (estimated)
Form D file number
021-277515
The initial exercise price of $2.05 per share is subject to anti-dilution adjustment.
This is the entire amount of sales commission and expenses paid in connection with the private placement of the warrants and a concurrent public offering of 1,000,000 shares of common stock. The amount was not allocated separately to the warrants.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Roth Capital Partners, LLC15407

Source: Form D, filed Jan 3, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Thomas Bandy Director
Stephen Conrad Director
Jerry Danni Director
James Fraser Director
Leo Heath Director
David Veltri Director, Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
4643 S. Ulster Street Suite 970
Denver, CO, 80237