Form D · Coal Mining
U.S. China Mining Group, Inc.
City Of Industry, CA · CIK 0001145761
Offering snapshot reported Jan 19, 2011 · SEC filing
- Reported sold
- $15M Offering amount: $15M
- Investors reported
- 181 Form D · investor count
- Minimum accepted
- $40K Reported outside-investor minimum
- First sale
- Jan 7, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 19, 2011 | Initial | $15,000,000 | No comparison | 181 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.28M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-154033
The offering has terminated.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Thomas Z. Tan | 5640035 | Euro Pacific Capital, Inc. · CRD 8361 |
| Nick Blair | 5396081 | Luopan Capital LLC · CRD 131783 |
Source: Form D, filed Jan 19, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Hongwen Li | Director, Executive |
| Weiwei Li | Executive |
| Shengchun Liu | Director |
| Yanlin Qu | Director |
| Elan Yaish | Director |
| Guoqing Yue | Director |
Issuer details
Industry: Coal Mining (See others in industry)
Address:
17890 Castleton St., Suite 112
City Of Industry, CA, 91748
City Of Industry, CA, 91748