Form D · Other Investment Fund
US Capital Global EQITrade LLC
San Francisco, CA · CIK 0001808612
Offering snapshot reported Jul 28, 2020 · SEC filing
- Reported sold
- $720K Offering amount: $2M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Mar 6, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$140,000 → $719,880
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 28, 2020 | Amendment | $719,880 | $579,880vs Apr 13, 2020 | 1 | SEC filing |
| Apr 13, 2020 | Initial | $140,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt, Pooled investment fund
- Exemptions
- 06c, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-364819
Placement Agent fee of 8% cash and 8% warrants for placement to non related parties
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| US Capital Global Securities LLC | 169544 |
Source: Form D, filed Jul 28, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jeffrey Sweeney | Executive |
| Charles Towle | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:San Francisco, CA, 94111