Form D · Other Banking and Financial Services
Upward Financial Inc.
Seattle, WA · CIK 0001963585
Offering snapshot reported Nov 10, 2025 · SEC filing
- Reported sold
- $9.03M Offering amount: $9.1M
- Investors reported
- 77 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 24, 2025 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 10, 2025 | Initial | $9,032,162 | No comparison | 77 | SEC filing |
| Feb 1, 2023 | Initial | $2,949,954 | No comparison | 54 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-563562
Source: Form D, filed Nov 10, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Finney | Director |
| Aaron Gregory | Director, Executive, Promoter |
| Danielle Hill | Director, Executive |
| Catherine Williams | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
2400 Nw 80 Th St, #245
Seattle, WA, 98117
Seattle, WA, 98117