Form D · Other Banking and Financial Services
Uptrade Research Associates, LLC
Portland, OR · CIK 0001476174
Offering snapshot reported Apr 30, 2010 · SEC filing
- Reported sold
- $700K Offering amount: $2M
- Investors reported
- 7 Form D · investor count
- Minimum accepted
- $20K Reported outside-investor minimum
- First sale
- Mar 5, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 30, 2010 | Initial | $700,000 | No comparison | 7 | SEC filing |
| Dec 8, 2009 | Initial | $500,000 | No comparison | 5 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-141336
Source: Form D, filed Apr 30, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Daniel J. Boverman | Executive |
| Dale Jerome Murphey | Director, Executive |
| Gregory A. Rutherford | Director |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
9940 Sw Arborcrest Way
Portland, OR, 97225
Portland, OR, 97225