Form D · Other Real Estate
Uptown Newport Development Co., LLC
Irvine, CA · CIK 0001793297
Offering snapshot reported Apr 27, 2020 · SEC filing
- Reported sold
- Yet to sell Offering amount: $13.8M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 27, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 14, 2020 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 18, 2019 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 6, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.9M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-352723
Raising funds to construct real estate assets
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Shopoff Securities Inc. | 142866 | Shopoff Securities Inc. · CRD 142866 |
| AUSDAL FINANCIAL PARTNERS, INC. | 7995 | AUSDAL FINANCIAL PARTNERS, INC. · CRD 7995 |
| POLAR INVESTMENT COUNSEL, INC. | 42847 | POLAR INVESTMENT COUNSEL, INC · CRD 42847 |
| EMERSON EQUITY LLC | 130032 | EMERSON EQUITY LLC · CRD 130032 |
| FINANCIAL GOAL SECURITIES, INC. | 19066 | FINANCIAL GOAL SECURITIES, INC. · CRD 19066 |
Source: Form D, filed Apr 27, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Edward Morrell | Executive |
| William Shopoff | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
2 Park Plaza, Suite 700
Irvine, CA, 92614
Irvine, CA, 92614